Europe, Middle East and Africa (EMEA) Comment Letters


May 4, 2018
PRA Consultation on Algorithmic Trading

February 28, 2018
FRC Proposed Revisions to UK Corporate Governance Code


September 28, 2017
FCA Consultation-Implementing Asset Management Market Study Remedies and Changes to Handbook

September 15, 2017
FCA Consultation-Retirement Outcomes Review-Interim Report

September 14, 2017
ESMA Guidelines on Internalized Settlement Reporting under CSDR

August 17, 2017
CBI Discussion Paper on ETFs

July 17, 2017
FCA Discussion Paper on Distributed Ledger Technology

June 15, 2017
EC Consultation on FinTech

March 17, 2017
EC Consultation on Capital Markets Union Mid-Term Review

March 17, 2017
ESAs Joint Discussion Paper on Use of Big Data by Financial Institutions


October 5, 2016
NEST: Evolving for the Future

September 23, 2016
Reply form for the Call for Evidence Asset Segregation and Custody Services

June 24, 2016
Consultation Paper on further considerations for the implementation of the NSFR in the EU

June 6, 2016
Discussion Paper on Share Classes

April 4, 2016
Consultative report – RTGS services in relation to the Eurosystem´s vision for the future of Europe’s financial market infrastructure

March 23, 2016
Addendum Consultation Paper on MiFID II/MiFIR

March 15, 2016
Consultation Paper CP 100 – Consultation on Risk Assessment and Capital Planning for Fund Administrators

March 15, 2016
EC Green Paper on Retail Financial Services

January 31, 2016
Call for Evidence: EU regulatory framework for financial services


November 9, 2015
CP 15/27 - UCITS V implementation and other changes to the Handbook affecting investment funds

October 5, 2015
Consultation Paper – The Creation of a Standardised Pan-European Personal Pension Product (PEPP)

September 30, 2015
Strengthening the incentive to save: a consultation on pensions tax relief

August 13, 2015
Consultation – Regulation on OTC derivatives, CCPs and trade repositories

June 19, 2015
Consultation Paper (EBA/CP/2015/06) – Draft EBA Guidelines on limits on exposures to shadow banking entities which carry out banking activities outside a regulated framework under Article 395 para. 2 CRR

May 13, 2015
Green Paper – Building a Capital Markets Union

May 13, 2015
Consultation Document – An EU framework for simple, transparent and standardised securitisation

March 27, 2015
Discussion Paper – Share Classes of UCITS

March 2, 2015
Reply form for the Consultation Paper on MiFID II/MiFIR

February 19, 2015
Consultation Paper – Technical Standards under the CSD Regulation

February 13, 2015
Consultation Paper – Review of the technical standards on reporting under Article 9 of EMIR

January 30, 2015
The Future of Retirement Consultation

January 30, 2015
Reply form for the Guidelines on asset segregation under the AIFMD

January 30, 2015
Fair and Effective Markets Review: How fair and effective are the fixed income, foreign exchange and commodities markets?

January 8, 2015
Call for Evidence – AIFMD passport and third country AIFMs