Europe, Middle East and Africa (EMEA) Comment Letters


September 28, 2017
FCA Consultation-Implementing Asset Management Market Study Remedies and Changes to Handbook

September 15, 2017
FCA Consultation-Retirement Outcomes Review-Interim Report

September 14, 2017
ESMA Guidelines on Internalized Settlement Reporting under CSDR

August 17, 2017
CBI Discussion Paper on ETFs

July 17, 2017
FCA Discussion Paper on Distributed Ledger Technology

June 15, 2017
EC Consultation on FinTech

March 17, 2017
EC Consultation on Capital Markets Union Mid-Term Review

March 17, 2017
ESAs Joint Discussion Paper on Use of Big Data by Financial Institutions


October 5, 2016
NEST: Evolving for the Future

September 23, 2016
Reply form for the Call for Evidence Asset Segregation and Custody Services

June 24, 2016
Consultation Paper on further considerations for the implementation of the NSFR in the EU

June 6, 2016
Discussion Paper on Share Classes

April 4, 2016
Consultative report – RTGS services in relation to the Eurosystem´s vision for the future of Europe’s financial market infrastructure

March 23, 2016
Addendum Consultation Paper on MiFID II/MiFIR

March 15, 2016
Consultation Paper CP 100 – Consultation on Risk Assessment and Capital Planning for Fund Administrators

March 15, 2016
EC Green Paper on Retail Financial Services

January 31, 2016
Call for Evidence: EU regulatory framework for financial services


November 9, 2015
CP 15/27 - UCITS V implementation and other changes to the Handbook affecting investment funds

October 5, 2015
Consultation Paper – The Creation of a Standardised Pan-European Personal Pension Product (PEPP)

September 30, 2015
Strengthening the incentive to save: a consultation on pensions tax relief

August 13, 2015
Consultation – Regulation on OTC derivatives, CCPs and trade repositories

June 19, 2015
Consultation Paper (EBA/CP/2015/06) – Draft EBA Guidelines on limits on exposures to shadow banking entities which carry out banking activities outside a regulated framework under Article 395 para. 2 CRR

May 13, 2015
Green Paper – Building a Capital Markets Union

May 13, 2015
Consultation Document – An EU framework for simple, transparent and standardised securitisation

March 27, 2015
Discussion Paper – Share Classes of UCITS

March 2, 2015
Reply form for the Consultation Paper on MiFID II/MiFIR

February 19, 2015
Consultation Paper – Technical Standards under the CSD Regulation

February 13, 2015
Consultation Paper – Review of the technical standards on reporting under Article 9 of EMIR

January 30, 2015
The Future of Retirement Consultation

January 30, 2015
Reply form for the Guidelines on asset segregation under the AIFMD

January 30, 2015
Fair and Effective Markets Review: How fair and effective are the fixed income, foreign exchange and commodities markets?

January 8, 2015
Call for Evidence – AIFMD passport and third country AIFMs


November 6, 2014
Consultation Paper – Clearing Obligation under EMIR (no. 3)

October 24, 2014
Consultation Paper – ESMA's technical advice to the European Commission on delegated acts required by the UCITS V Directive

October 23, 2014
Open Consultation- Implementation of the Fair and Effective Market Review's Recommendations on Benchmarks to Bring into UK Regulatory Scope

October 22, 2014
Discussion Paper – Calculation of counterparty risk by UCITS for OTC financial derivative transactions subject to clearing obligations

October 17, 2014
Consultation Paper 84 - Consultation on the adoption of ESMA's revised guidelines on ETFs and other UCITS - "CP84"

August 25, 2014
Consultation Paper 85 - Consultation on loan originating Qualifying Investor AIF ("CP85")

August 18, 2014
Consultation Paper – Clearing Obligation under EMIR (no. 1)

August 1, 2014
Reply form for the ESMA MiFID II/MiFIR Consultation Paper

August 1, 2014
Reply form for the ESMA MiFID II/MiFIR Discussion Paper

July 14, 2014
Joint Consultation Paper – Draft regulatory technical standards on risk-mitigation techniques for OTC-derivative contracts not cleared by a CCP under Article 11(15) of Regulation (EU) No 648/2012

June 11, 2014
Consultation – Freedom and Choice in Pensions

May 30, 2014
Consultation Paper 78 - Consultation on carrying out depositary duties in accordance with Article 36 of the AIFMD ("CP78")

May 27, 2014
Consultation Paper - CP 4/14 - Supervising international banks: the Prudential Regulation Authority's approach to branch supervision

May 22, 2014
Discussion Paper – Draft Technical Standards for the Regulation on improving securities settlement in the European Union and on central securities depositories

May 9, 2014
Consultation Document – FX Financial Instruments

May 9, 2014
Consultation Document – FX Financial Instruments - Joint Custody Banks

April 9, 2014
Proposals with respect to the BEPS Action Plan, Including Action 6 (Prevent Treaty Abuse)

March 28, 2017
Consultation Paper 77 - Consultation on publication of UCITS playbook ("CP77")

January 31, 2014
Consultation Paper – Revision of the provisions on diversification of collateral in ESMA’s guidelines on ETFs and other UCITS issues


November 8, 2013
Consultation Paper 71 - Client Asset Regulations and Guidance

October 31, 2013
Exposure Draft: SORP for UK Authorised Funds