SEC Rules and Regulations in Focus

Brenda Lyons, head of our specialized product group for Investment Services America, joined a panel webinar discussion with Ignites Exchange to talk about how SEC regulations and big data will impact back-office compliance.  

 

Over the past year, the SEC has introduced several regulations that impact how mutual funds collect, format and report data. As new SEC regulations, such as SEC modernization, liquidity and NPort, and updates to Regulation S-X take effect in 2018, we’re working to implement solutions to help our clients meet these regulatory requirements.

Under new SEC regulations and rules, regulators are demanding greater transparency, increased reporting, and advanced analytics to better understand portfolio holdings, values and liquidity. In response, we’re building powerful technologies and stronger operating models to help our clients around the globe meet these changing regulatory requirements.

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