United Kingdom

2014 UK Pillar 3 Renumeration Disclosure

Legal Terms and Conditions

Privacy Statement

Legal Entity

State Street Global Markets

State Street Global Markets is the marketing name and a registered trademark of State Street Corporation used for its financial markets business and that of its affiliates.

Our aim is to enhance and preserve the value of your portfolio. We develop strategies to make that happen. We back our trading and securities lending with our own technology to manage risk, and with flow research that shows how investors are behaving. Because we’re based in 29 markets and operate in 100, you’re always connected to what matters, as it happens.

State Street Global Markets key offerings include:

  •  Currency Management
  •  Electronic Trading Solutions
  •  Foreign Exchange
  •  Securities Finance
  • Transition Management
  • Securities Trading
  • Research
  • Futures Clearing and Execution
     

For further information regarding these key offerings please visit our website.

State Street Global Markets Key Offerings and UK Legal Entity Scope:

Within the United Kingdom (UK) and the European Union, as well as the Middle East and Africa, State Street Global Markets conducts the following key offerings out of four distinct UK legal entities:

State Street Global Markets International Limited

  • Electronic Trading Solutions
  • Securities Trading
  • Research


State Street Europe Limited (formerly State Street Bank Europe Limited)

  • Currency Management
  • Transition Management


State Street Bank and Trust Company, London Branch

  • Foreign Exchange
  • Securities Finance


State Street Bank GmbH, London Branch

  • Foreign Exchange
  • Securities Finance
  • Futures Clearing and Execution

State Street Global Markets Legal Entity Information

State Street Bank and Trust Company is a limited liability trust company incorporated under the laws of Massachusetts, United States of America, with its head office at One Lincoln Street, Boston, Massachusetts 02111. State Street Bank and Trust, London Branch is registered in England under the company number FC010828 and branch number BR0002099. Authorised and regulated by Federal Reserve Board. Authorised by the Prudential Regulation Authority. Subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority.  Details about the extent of our regulation by the Financial Conduct Authority and Prudential Regulation Authority are available from us on request.

State Street Global Markets International Limited is registered office in England under company numbers 03418476. Registered office: 20 Churchill Place, Canary Wharf, London E14 5 HJ. Authorised and regulated by the Financial Conduct Authority.

State Street Europe Limited is registered in England under company numbers 03413759. Registered office: 20 Churchill Place, Canary Wharf, London E14 5HJ. Authorised and regulated by the Financial Conduct Authority.

State Street Bank GmbH, London Branch is a limited liability company incorporated in Germany under number HRB 42872 District court of Munich. Company tax no. 143/107/00186. Registered as a foreign company in England and Wales under company number FC028260 and branch number BR009903. Authorised by Deutsche Bundesbank and the German Financial Supervisory Authority (BaFin) and subject to limited regulation by the Financial Conduct Authority and Prudential Regulation Authority. Details about the extent of our regulation by the Financial Conduct Authority and Prudential Regulation Authority are available from us on request. Chairman of the Supervisory Board: Jeff D. Conway; Management Board: Stefan Gmür, Jörg Ambrosius, Frank Eggloff, Christian Vogels and Andreas Niklaus.

State Street Europe Limited Statement on the United Kingdom Stewardship Code:

Please find below, State Street Europe Limited disclosure and view on the UK Stewardship Code:

SSBEL_Statement on the UK Stewardship Code_March 2015

State Street Global Markets Order Execution Policies:

Please find below State Street Global Markets applicable business line Order Execution Policies:

SSGM Order Execution Policy May 2015