Regulatory Information
State Street Global Advisors Policies -Japanese
State Street Global Advisors (Japan) Co., Ltd. Policies
Privacy Policy
Conflict of Interest
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Opinions and Complaints
Contact Point
State Street Global Advisors (Japan) Co., Ltd.
Japan Intermediary
Phone No.: +81-3-4530-7333
The below organizations also accept consultation about the Type I Financial Instruments business activities, Type II Financial Instruments business activities, Investment Advisory business activities and Investment Management business activities.
For Type I Financial Instruments Business:
Financial Instruments Mediation Assistance Center (FINMAC)
For Type II Financial Instruments Business:
The Investment Trust Association, Japan
For Investment Advisory Business:
Japan Investment Advisers Association
For Investment Management Business:
The Investment Trust Association, Japan or Japan Investment Advisers Association
In cooperation with Japan Securities Dealers Association, The Investment Trust Association, Japan and Japan Investment Advisors Association, Financial Instruments Mediation Assistance Center (FINMAC) has been established as a direct contact point for various consultations and inquiries regarding member associations’ activities and has been endeavoring for solving issues efficiently and comprehensively.
For more details, please see the website of the FINMAC.
Phone No.:0120-64-5005 (local toll free)
Service days: Monday – Friday (except for national holidays and other bank holidays)
Service hours: 9:00 am – 5:00 pm
Anti-Social Forces
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Important Note
State Street 's action in response to the Anti-Money-Laundering (AML) initiatives