Regulatory Information
Legal information
In Italy, State Street is mainly operating through State Street Bank International GmbH Italy Branch:
State Street Bank International GmbH – Succursale Italia
Branch registered office:
Via Ferrante Aporti 10
20125 Milan
Italy
Tel. +39 02 3211 7001/7002
Branch registration number: business register of Milan no. 08429530960
VAT-ID: IT 08429530960
Local Supervisory Authorities:
Banca d’Italia
Commissione Nazionale per le Società e la Borsa (CONSOB)
Information on the head office of State Street Bank International GmbH:
Registered office:
Brienner Straße 59
80333 Munich
Germany
Tel.: +49 89 55 87 80
Email: info-de@statestreet.com
Legal representatives:
Dr. Andreas Przewloka, Simone Bock, Denis Dollaku, James K Fagan, Dr. Dagmar Kamber Borens, Riccardo Lamanna, Hei Man Lo, Annette Rosenkranz, Dr. Barbara Roth
Chair of the Supervisory Board:
Ann Fogarty
Registration number: Local court of Munich HRB 42872
VAT-ID: DE129465934
Supervisory Authorities:
European Central Bank
Bundesanstalt für Finanzdienstleistungsaufsicht (BaFin)
Bank of Italy current accounts guide
Current Accounts Made Easy
Disclosure Reports
Please refer to the country section for Germany (Disclosure Report (statestreet.com)) for Disclosure Reports of State Street Europe Holdings Germany S.à r.l. & Co. KG Group according to Part 8 of Regulation (EU) No. 575/2013 (CRR).
Claims
For any claim please send a registered mail (Raccomandata A/R) to the following address: Ufficio Reclami, State Street Bank International GmbH – Succursale Italia, Via Ferrante Aporti, 10 20125 Milan or to the email address GmbHItalyComplaints@StateStreet.com or to the certified electronic email ssbgmbhitalia@pec.statestreet.com indicating “Complaint” in the subject.
Arbitro Bancario Finanziario
ABF
State Street Bank International Gmbh – Italy Branch reporting
Order Transmission and Execution Policy
Receipt and Transmission of Orders (RTO) RTS-28 2024 Disclosure
Receipt and Transmission of Orders (RTO) RTS-28 2023 Disclosure
Receipt and Transmission of Orders (RTO) RTS-28 2022 Disclosure
Benchmark
With the reference to art. 118 bis of the Legislative Decree 1st September 1993, no. 385 (“Consolidated Banking Act”), State Street Bank International GmbH – Succursale Italia (“State Street”) utilizes indices ("Benchmarks") only in relation to the interest rates applied to the customers’ current accounts. In this context, in order to ensure the continuous effectiveness of the arrangements with its customers, State Street has already adopted internal plans that outline the actions to be taken in the event of future substantial changes in one or more Benchmarks, or if one or more Benchmarks are no longer available.
In this regard, it should be noted that State Street's internal structures constantly monitor the decisions of the competent national Authorities in the countries of each relevant currency, in order to promptly define the substitute benchmarks, if any, as well as the related timing of entry into force, which will be the subject of specific future communications.
Organizational, Management and Control Model
State Street Bank International GmbH – Italy Branch has adopted an Organizational, Management and Control Model (the “Model”) aimed at preventing crimes as defined by Italian Legislative Decree n. 231/2001. Please find below the extract of the Model