North America Comment Letters
2023
July 21, 2023
FDIC Proposed Special Assessments Pursuant to Systemic Risk Determination
May 31, 2023
OSFI-Draft Culture and Behavior Risk Guideline
May 8, 2023
SEC Proposed Rule-Safeguarding Advisory Client Assets
March 30, 2023
SEC Market Structure Proposals
February 14, 2023
SEC Proposed Rule-Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting
February 6, 2023
FRB Draft Principles for Climate-Related Financial Risk Management for Large Financial Institutions
2022
December 23, 2022
SEC Proposed Rule-Outsourcing by Investment Advisers
October 11, 2022
DOL Proposed Amendment to Prohibited Transaction Class Exemption 84-14 (QPAM Exemption)
August 16, 2022
SEC Proposed Rule-Investment Company Names
August 16, 2022
SEC Proposed Rule-Enhanced Disclosures About ESG Investment Practices
August 8, 2022
Treasury Request for Comment-Ensuring Responsible Development of Digital Assets
August 5, 2022
Joint Agency NPR on Community Reinvestment Act Reform
July 5, 2022
Department of Commerce Request for Comment-Developing Framework on Competitiveness of Digital Assets
June 17, 2022
SEC Proposed Rule-Enhancement and Standardization of Climate-Related Disclosures for Investors
May 20, 2022
FRB Discussion Paper–Money and Payments-US Dollar in Age of Digital Transformation
May 9, 2022
FINRA Regulatory Notice on Complex Products and Options
April 11, 2022
SEC Proposed Rule-Modernization of Beneficial Ownership Reporting
April 11, 2022
SEC Proposed Rule-Money Market Fund Reforms
April 11, 2022
SEC Proposed Rule-Shortening Securities Transaction Settlement Cycle
April 1, 2022
SEC Proposed Rule-Reporting of Securities Loans
March 21, 2022
SEC Amendments to Form PF
February 9, 2022
OSFI Draft B-13 Technology and Cyber Risk Management Guideline
2021
December 13, 2021
DOL Proposed Regulation-Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights
October 31, 2021
NYDFS Proposed Sixteenth Amendment to Insurance Regulation 172
September 28, 2021
OSFI Consultation on Prudential Treatment of Crypto Asset Exposures
September 10, 2021
OSFI Operational Risk and Resilience Industry Letter
July 16, 2021
FDIC Request for Information on Use of Digital Assets
July 1, 2021
Joint Agencies RFI on Financial Institutions' Use of Artificial Intelligence Including, Machine Learning
June 18, 2021
OSFI Discussion Paper-Assurance on Capital Leverage and Liquidity Returns
June 14, 2021
SEC Request for Input on Climate Change Disclosures
May 12, 2021
SEC Proposed Amendment to National Market System Plan Governing Consolidated Audit Trail
April 12, 2021
SEC Request for Comment on Potential Money Market Fund Reform Measures
April 12, 2021
OSFI Consultation on Navigating Uncertainty in Climate Change
February 12, 2021
FRB ANPR on Modernizing Community Reinvestment Act
February 1, 2021
FTC Proposed Rulemakings on Premerger Notifications
January 4, 2021
SEC Proposal on Tailored Shareholder Reports
2020
December 30, 2020
Nasdaq Proposed Rule Change to Adopt Listing Rules Related to Board Diversity
December 17, 2020
Industry Letter on AARC LIBOR Transition Legislative Proposal
December 15, 2020
OSFI Discussion Paper on Developing Financial Sector Resilience in a Digital World
November 30, 2020
NY DFS Amendments to Regulation 172
November 2, 2020
DOL IFR on Pension Benefit Statements-Lifetime Income Illustrations
October 5, 2020
DOL Proposed Rule on Fiduciary Duties Regarding Proxy Voting and Shareholder Rights
September 7, 2020
Ontario MOF Consultation on Modernizing Ontario's Capital Markets
September 6, 2020
NAIC Proposed Amendments to Purposes and Procedures Manual for ETFs
July 30, 2020
DOL Proposed Regulation on Financial Factors in Selecting Plan Investments
July 21, 2020
SEC Proposed New Rule 2a-5-Good Faith Determinations of Fair Value
June 9, 2020
FDIC Proposed Rule on Brokered Deposits Restrictions
May 26, 2020
SEC Proposed Rule on Market Data Infrastructure
May 5, 2020
SEC Request for Comments on Fund Names
April 8, 2020
FDIC OCC Notice of Proposed Rulemaking - Community Reinvestment Act Regulations-Custody Bank Comments
April 8, 2020
FDIC OCC Notice of Proposed Rulemaking - Community Reinvestment Act Regulations
February 28, 2020
SEC Proposed Order Directing Exchanges and FINRA to Submit New NMS Plan Regarding Consolidated Equity Market Data
February 3, 2020
SEC Amendments to Exemptions From Proxy Rules for Proxy Voting Advice
January 7, 2020
MA Securities Division Proposed Regulations-Fiduciary Conduct Standard