North America Comment Letters

July 21, 2023
FDIC Proposed Special Assessments Pursuant to Systemic Risk Determination

May 31, 2023
OSFI-Draft Culture and Behavior Risk Guideline

May 8, 2023
SEC Proposed Rule-Safeguarding Advisory Client Assets

March 30, 2023
SEC Market Structure Proposals

February 14, 2023
SEC Proposed Rule-Open-End Fund Liquidity Risk Management Programs and Swing Pricing; Form N-PORT Reporting

February 6, 2023
FRB Draft Principles for Climate-Related Financial Risk Management for Large Financial Institutions

December 23, 2022
SEC Proposed Rule-Outsourcing by Investment Advisers

October 11, 2022
DOL Proposed Amendment to Prohibited Transaction Class Exemption 84-14 (QPAM Exemption)

August 16, 2022
SEC Proposed Rule-Investment Company Names

August 16, 2022
SEC Proposed Rule-Enhanced Disclosures About ESG Investment Practices

August 8, 2022
Treasury Request for Comment-Ensuring Responsible Development of Digital Assets

August 5, 2022
Joint Agency NPR on Community Reinvestment Act Reform

July 5, 2022
Department of Commerce Request for Comment-Developing Framework on Competitiveness of Digital Assets

June 17, 2022
SEC Proposed Rule-Enhancement and Standardization of Climate-Related Disclosures for Investors

May 20, 2022
FRB Discussion Paper–Money and Payments-US Dollar in Age of Digital Transformation

May 9, 2022
FINRA Regulatory Notice on Complex Products and Options

April 11, 2022
SEC Proposed Rule-Modernization of Beneficial Ownership Reporting

April 11, 2022
SEC Proposed Rule-Money Market Fund Reforms

April 11, 2022
SEC Proposed Rule-Shortening Securities Transaction Settlement Cycle

April 1, 2022
SEC Proposed Rule-Reporting of Securities Loans

March 21, 2022
SEC Amendments to Form PF

February 9, 2022
OSFI Draft B-13 Technology and Cyber Risk Management Guideline

December 13, 2021
DOL Proposed Regulation-Prudence and Loyalty in Selecting Plan Investments and Exercising Shareholder Rights

October 31, 2021
NYDFS Proposed Sixteenth Amendment to Insurance Regulation 172

September 28, 2021
OSFI Consultation on Prudential Treatment of Crypto Asset Exposures

September 10, 2021
OSFI Operational Risk and Resilience Industry Letter

July 16, 2021
FDIC Request for Information on Use of Digital Assets

July 1, 2021
Joint Agencies RFI on Financial Institutions' Use of Artificial Intelligence Including, Machine Learning

June 18, 2021
OSFI Discussion Paper-Assurance on Capital Leverage and Liquidity Returns

June 14, 2021
SEC Request for Input on Climate Change Disclosures

May 12, 2021
SEC Proposed Amendment to National Market System Plan Governing Consolidated Audit Trail

April 12, 2021
SEC Request for Comment on Potential Money Market Fund Reform Measures

April 12, 2021
OSFI Consultation on Navigating Uncertainty in Climate Change

February 12, 2021
FRB ANPR on Modernizing Community Reinvestment Act

February 1, 2021
FTC Proposed Rulemakings on Premerger Notifications

January 4, 2021
SEC Proposal on Tailored Shareholder Reports

December 30, 2020
Nasdaq Proposed Rule Change to Adopt Listing Rules Related to Board Diversity

December 17, 2020
Industry Letter on AARC LIBOR Transition Legislative Proposal

December 15, 2020
OSFI Discussion Paper on Developing Financial Sector Resilience in a Digital World

November 30, 2020
NY DFS Amendments to Regulation 172

November 2, 2020
DOL IFR on Pension Benefit Statements-Lifetime Income Illustrations

October 5, 2020
DOL Proposed Rule on Fiduciary Duties Regarding Proxy Voting and Shareholder Rights

September 7, 2020
Ontario MOF Consultation on Modernizing Ontario's Capital Markets

September 6, 2020
NAIC Proposed Amendments to Purposes and Procedures Manual for ETFs

July 30, 2020
DOL Proposed Regulation on Financial Factors in Selecting Plan Investments

July 21, 2020
SEC Proposed New Rule 2a-5-Good Faith Determinations of Fair Value

June 9, 2020
FDIC Proposed Rule on Brokered Deposits Restrictions

May 26, 2020
SEC Proposed Rule on Market Data Infrastructure

May 5, 2020
SEC Request for Comments on Fund Names

April 8, 2020
FDIC OCC Notice of Proposed Rulemaking - Community Reinvestment Act Regulations-Custody Bank Comments

April 8, 2020
FDIC OCC Notice of Proposed Rulemaking - Community Reinvestment Act Regulations

March 9, 2020
CFTC Proposed Cross-Border Application of Registration Thresholds and Certain Requirements Applicable to Swap Dealers and Major Swap Participants

February 28, 2020
SEC Proposed Order Directing Exchanges and FINRA to Submit New NMS Plan Regarding Consolidated Equity Market Data

February 3, 2020
SEC Amendments to Exemptions From Proxy Rules for Proxy Voting Advice

January 7, 2020
MA Securities Division Proposed Regulations-Fiduciary Conduct Standard