Regulatory Information
Legal Entity
State Street Global Markets
State Street Global Markets is the marketing name and a registered trademark of State Street Corporation used for its financial markets business and that of its affiliates. Our aim is to enhance and preserve the value of your portfolio. We develop strategies to make that happen. We back our trading and securities lending with our own technology to manage risk, and with flow research that shows how investors are behaving. Because we’re based in 29 markets and operate in 100, you’re always connected to what matters, as it happens. State Street Global Markets key offerings include:
- Currency Management
- Electronic Trading and Clearing Solutions
- Foreign Exchange
- Securities Finance
- Research
- State Street Associates
- TCA Analytics
For further information regarding these key offerings please visit our website.
State Street Global Markets Key Offerings and UK Legal Entity Scope:
Within the United Kingdom (UK) and the European Union, as well as the Middle East and Africa, State Street Global Markets conducts the following key offerings out of four distinct UK legal entities:
State Street Global Markets International Limited
- Electronic Trading and Clearing Solutions
StateStreet Bank and Trust Company, London Branch
- Foreign Exchange
- Securities Finance
- Research
- State Street Associates
- Currency Management
BestX Ltd
- Independent trade technology and TCA Analytics
State Street Global Markets Legal Entity Information
State Street Bank and Trust Company is a limited liability trust company incorporated under the laws of Massachusetts, United States of America, with its head office at One Lincoln Street, Boston, Massachusetts 02111. State Street Bank and Trust Company, London Branch is registered in England under the company number FC010828 and branch number BR0002099. Authorised and regulated by the Federal Reserve Board.Subject to limited regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority. Details about the extent of our regulation by the Financial Conduct Authority and Prudential Regulation Authority are available from us on request.
State Street Global Markets International Limited is incorporated in England under company number 03418476. Registered office: 20 Churchill Place, Canary Wharf, London E14 5 HJ. Authorised and regulated by the Financial Conduct Authority.
BestX Ltd is a private limited company registered in England and Wales with registered number 09969413, and registered office at 20 Churchill Place, London E14 5HJ.
State Street Global Markets Order Execution Policies:
Please find below State Street Global Markets applicable business line Order Execution Policies:
Order Execution Policy SSBTC London branch, January 2024
Foreign Exchange
MiFIR/MiFID II requires for investment firms and systematic internalisers to make pre-trade, post-trade, RTS27 and RTS28 data public. For its Foreign Exchange business, State Street Bank and Trust Company, London branch makes such data available on http://www.traxapa.com
SSGMIL Pillar 3 Disclosure Statement
SSEL Pillar 3 Disclosure Statement
Conflicts of Interest Information
Summary of the Conflicts of Interest Policy, UK, December 2023