SSGM Important Disclaimer and Disclosure Information

The following disclosure and disclaimer information is in addition to and complements the notice provided on the email you have received from or on behalf of State Street Corporation, its affiliates and/or representatives (collectively “State Street”).

The communication and information provided is for marketing and/or informational purposes only, it does not take into account any client's particular investment or other financial objectives or strategies nor any client’s legal, regulatory, tax or accounting status, nor does it purport to be comprehensive nor is it intended to replace the exercise of a client’s own careful independent review regarding any corresponding investment or other financial decision.

The communication and information provided does not constitute investment, legal, regulatory, tax or accounting advice and is not a solicitation to buy or sell securities nor to enter into any transaction, nor is it intended to constitute any binding contractual arrangement or commitment by State Street to provide any financial services. Any communication or information provided has been obtained from sources believed to be reliable at the time of publication, nonetheless, State Street cannot guarantee nor does State Street make any representation or warranty as to their accuracy and you should not place any reliance on such communication or information. The communication and any comments and statements made herein do not necessarily reflect those of State Street. State Street hereby disclaims all liability, whether arising in contract, tort or otherwise, for any losses, liabilities, damages, expenses or costs arising, either direct or consequential, from or in connection with the use of or any reliance place upon any communication or information provided.

Prospects and clients should be aware of the risks of investing in foreign exchange, equities, fixed income or derivative instruments or in investments in non-liquid or emerging markets. Derivatives generally involve leverage and are therefore more volatile than their underlying cash investments. Further, past performance is no guarantee of future results and, where applicable, returns may increase or decrease as a result of currency fluctuations. Personal information provided by you to State Street may be used to authenticate your identity, to comply with regulatory requirements and/or to provide services requested by you or the organization you represent. As part of any verification process State Street may validate the information provided by you against other publicly available information, information held by government bodies and/or State Street. Your personal information may be transferred internationally to countries which may not have the same level of data protection as the country in which you reside.

The communication and information provided is not intended for retail clients, nor for distribution to, and may not be relied upon by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to applicable law or regulation. The communication and information or any portion thereof may not be reprinted, sold or redistributed without the prior written consent of State Street.

State Street Global Markets, LLC
State Street Global Markets, LLC (“SSGM”) may offer access to third-party single stock equity research (“Equity Research”) produced and offered by its affiliate State Street Bank and Trust Company (“State Street”) on a complimentary basis to its institutional brokerage clients. This research may be used by SSGM’s clients and their investment managers as part of their decision to enter into a given transaction. As a result, SSGM, State Street and their affiliates could receive commissions and other compensation based on trades that were initiated, in part, in response to affiliated research products. SSGM, as an agent on behalf of its clients, may buy and sell financial instruments related to companies for which Equity Research is produced. SSGM, State Street and their affiliates may also be engaged in, or solicit, business with companies for which the Equity Research is produced. SSGM, State Street and their affiliates may from time to time, as principal or agent, for their own respective accounts or for those of their respective clients, have positions in financial instruments or other products identical to or economically related to those discussed in the Equity Research. SSGM does not manage or co-manage public offerings of securities, act as a market-maker or participate in investment banking services. State Street independently makes research coverage decisions and has procedures in place to maintain the confidentiality of material, non-public information. SSGM is prohibited from discussing, providing input or influence substance of pending Equity Research reports and is subject to information barrier requirements limiting communication with persons in State Street Equity Research.

Privacy Notice
State Street’s Privacy Statement provides important information on how State Street manages any personal information it collects and holds, including personal information you provide. Please read State Street’s Privacy Statement for further details at: https://www.statestreet.com/disclosures-and-disclaimers/privacy

Foreign Exchange Electronic Trading Services
For specific information about the terms and conditions of State Street’s Foreign Exchange Electronic Trading Services, please click here.

State Street Global Markets Terms of Business
Please find below State Street Global Markets Terms of Business for Foreign Exchange Transactions:
Terms of Business for Foreign Exchange Transactions

Foreign Exchange Conflict of Interest Disclosure (as Liquidity Provider)
For our Foreign exchange conflict of interest disclosure and cover sheet please see below.
Foreign Exchange Conflict of Interest Disclosure
Foreign Exchange Conflict of Interest Disclosure Coversheet

Dodd-Frank Act: Title VII - Counterparty Disclosures
ISDA General Disclosure Statement
ISDA FX Product Disclosure Annex
Static Material Economic Terms Disclosure
Pre-Trade Mid-Market Mark Disclosure

FX SPOT ACCOUNT TRADING DISCLOSURE
Please find below link to the FX SPOT ACCOUNT TRADING DISCLOSURE
FX Spot Account Discloure

SFTR Information Statements
For SFTR information statements, please see below
UK SFTR Information Statement
EU SFTR Information Statement

Foreign Exchange Statements of Commitment
For our Statements of Commitment to the Foreign Exchange Global Code, please see below.
State Street Bank & Trust Co
State Street Bank International GmbH
State Street Global Markets International Limited
Currenex Inc
FX Connect LLC
State Street GlobalLink APAC Ltd
SwapEx LLC
State Street Brasil S.A. – Banco Comercial

SSGM UK Legal Entity Information
For specific legal entity information regarding the products and services offered from the United Kingdom, please click here.

Canadian Business Conduct Foreign Derivatives Dealer Exemption Disclosure
Please find below link to the Canadian Business Conduct Foreign Derivatives Dealer Exemption Disclosure
Canadian Business Conduct Foreign Derivatives Dealer Exemption Disclosure